Ernest Sai Hung Chow
周世雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ernest Sai Hung Chow (周世雄), a licensed former licensee with CE reference AOQ965. This person has 7.4 years of SFC licence history. Total licence records on file: 16.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Roctec Securities Company Limited 鷹達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-12-07 | 2022-11-30 |
| Roctec Securities Company Limited 鷹達證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-12-07 | 2022-11-30 |
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-11-01 | 2020-05-31 |
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 4 - Advising on securities | 2018-11-01 | 2020-05-31 |
| Golden Lake Capital Limited 金湖資本集團有限公司 |
RO | Type 1 - Dealing in securities | 2018-07-09 | 2018-10-09 |
| Golden Lake Capital Limited 金湖資本集團有限公司 |
RO | Type 4 - Advising on securities | 2018-07-09 | 2018-10-09 |
| Golden Lake Capital Limited 金湖資本集團有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-04 | 2018-07-09 |
| Golden Lake Capital Limited 金湖資本集團有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-04 | 2018-07-09 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
RO | Type 1 - Dealing in securities | 2016-06-08 | 2017-11-07 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
RO | Type 4 - Advising on securities | 2016-06-08 | 2017-11-07 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-03 | 2016-06-08 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-03 | 2016-06-08 |
| Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-30 | 2016-01-11 |
| Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-30 | 2016-01-11 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-03 | 2014-07-20 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-03-03 | 2014-07-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ernest Sai Hung Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.