MUFG Securities Asia Limited
三菱日聯證券亞洲有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for MUFG Securities Asia Limited (三菱日聯證券亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AAA889. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 6 - Advising on corporate finance. Current licensed staff on file: 83 (total recorded over time: 407). Earliest licence on file: 2010-12-31.
- Category:
-
Sell side · Investment banking
- Registered address:
- 9F AIA Central, 1 Connaught Road Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2010-12-31 | present |
| Type 2 - Dealing in futures contracts | 2010-12-31 | present |
| Type 4 - Advising on securities | 2010-12-31 | present |
| Type 6 - Advising on corporate finance | 2010-12-31 | present |
| Type 1 - Dealing in securities | Pre-2003 | 2010-12-30 |
| Type 4 - Advising on securities | Pre-2003 | 2010-12-30 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2010-12-30 |
| Type 9 - Asset management | Pre-2003 | 2009-04-29 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (407)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Neil Robert Arrowsmith | RO 1, 6 Rep 1, 6 | 2012-06 | Present |
| Dae Youn Choi 崔大允 | RO 1, 2, 4 | 2025-04 | Present |
| Gyanchand Harlalka | RO 1, 2, 4 | 2025-07 | Present |
| Mark Peter Henderson | RO 1, 2, 4, 6 | 2020-03 | Present |
| Augusto Yuk Shun King 金毓珣 | RO 1, 6 Rep 1, 6 | 2015-10 | Present |
| Chenn Siong Ooi | RO 1, 6 Rep 1, 6 | 2017-07 | Present |
| Shailesh Venkatraman | RO 1, 6 Rep 1, 6 | 2020-10 | Present |
| Hiroshi Wakizaki 脇崎浩 | RO 2 Rep 1, 2, 4 | 2013-08 | Present |
| Seng Ghee Yeoh 楊誠義 | RO 1, 4 Rep 1, 2 | 2014-08 | Present |
| Evren Cakirahmetoglu | Rep 1, 2 | 2024-08 | Present |
| Matthew Ben Carr | Rep 1, 6 | 2014-08 | Present |
| Lok Ho Jonathan Chan 陳樂濠 | Rep 1, 6 | 2021-05 | Present |
| Yat Man Chan 陳逸文 | Rep 1, 6 | 2017-07 | Present |
| Yin Cheung Chan 陳彥璋 | Rep 1, 4 | 2026-06 | Present |
| Yue Yan Chan 陳譽仁 | Rep 1, 4 | 2024-04 | Present |
| Chen Chen 陳辰 | Rep 1, 6 | 2022-05 | Present |
| Wilson Yee Shun Cheung 張以信 | Rep 1, 4 | 2018-09 | Present |
| Bonnie Choy Shan Choi 蔡采珊 | Rep 1, 6 | 2026-05 | Present |
| Chung Long Choi 蔡頌朗 | Rep 1, 6 | 2026-04 | Present |
| Sheung Wing Choi 蔡尚榮 | Rep 1, 6 | 2017-07 | Present |
| Yung Woo Choi | Rep 1, 6 | 2016-04 | Present |
| Trinston Pai Yik Chooi 崔百毅 | Rep 1, 6 | 2022-07 | Present |
| Yuk Yin Barnabas Chung 鍾育延 | Rep 1, 2 | 2022-11 | Present |
| Minzhuo Dong 董敏卓 | Rep 1 | 2021-03 | Present |
| Ruth Nicole Ferris | Rep 1, 2 | 2024-09 | Present |
| Fiona Amanda Emese Gaal | Rep 1, 6 | 2025-05 | Present |
| Anna Germanos | Rep 1, 6 | 2022-12 | Present |
| Candace Hahm | Rep 1, 6 | 2016-06 | Present |
| Michael David Hobby | Rep 1, 6 | 2026-02 | Present |
| Yuen Lam Hung 洪婉琳 | Rep 1, 4 | 2026-08 | Present |
| Daichi Isayama | Rep 1, 6 | 2026-05 | Present |
| Yiwei Jiao 焦弋惟 | Rep 1, 6 | 2021-08 | Present |
| Maximilian Shotaro Kaga | Rep 1, 6 | 2016-09 | Present |
| William Kaing | Rep 1, 6 | 2024-04 | Present |
| Geonho Kim | Rep 1, 6 | 2024-10 | Present |
| Vincent Taeho Kim | Rep 1 | 2022-03 | Present |
| Wing Sze Eva Carmen Kwan 關穎詩 | Rep 1, 6 | 2026-04 | Present |
| Tsz Leung Lam 林子良 | Rep 1, 4 | 2025-09 | Present |
| Lok Yin Law 羅樂妍 | Rep 1, 2 | 2024-07 | Present |
| Ching Yam Lee 李正音 | Rep 1, 4 | 2025-06 | Present |
| Ka Ki Gary Lee 李家騏 | Rep 1, 6 | 2021-01 | Present |
| Khang Sek Lee | Rep 4 | 2024-08 | Present |
| Wai Yin Lee 李偉賢 | Rep 1 | 2021-08 | Present |
| Lin Li 李琳 | Rep 4 | 2021-03 | Present |
| Wanting Li 李晚婷 | Rep 1, 4 | 2022-12 | Present |
| Yen-Cheng Li 黎彥成 | Rep 1, 2 | 2024-07 | Present |
| Wayne Sze Meng Lim 林思民 | Rep 1, 6 | 2024-04 | Present |
| Wei Han Lim | Rep 1 | 2018-11 | Present |
| Yixuan Liu 刘一萱 | Rep 1, 2 | 2025-02 | Present |
| Klemens Loeffler | Rep 1, 2 | 2025-10 | Present |
| Chern Yang Ian Loke 陆振扬 | Rep 1, 6 | 2023-06 | Present |
| Saifeng Mao 茅賽峰 | Rep 1, 6 | 2026-02 | Present |
| William John Mayhew 梅卓立 | Rep 1, 4 | 2022-01 | Present |
| Dorian Kerim Meric | Rep 1 | 2025-10 | Present |
| Yong Jie Ng 黄永杰 | Rep 1, 6 | 2024-01 | Present |
| Jinwoo Oh | Rep 1, 2 | 2026-01 | Present |
| Joseph Francis Percy | Rep 1, 6 | 2026-07 | Present |
| Anthony Tsz Lai Poon | Rep 1, 6 | 2024-01 | Present |
| Timothy James Prowse | Rep 1, 2 | 2023-05 | Present |
| Kaustav Ray | Rep 1 | 2026-03 | Present |
| Shyam Saraf | Rep 1, 6 | 2018-11 | Present |
| Shivam Shekhar | Rep 1, 6 | 2022-10 | Present |
| Liting Su 蘇李婷 | Rep 1 | 2020-03 | Present |
| Yu Sui 隋雨 | Rep 1, 4 | 2025-08 | Present |
| Samuel Yi Loong Tan 陈仪龙 | Rep 1, 6 | 2026-01 | Present |
| Lai Woon Tang 鄧麗垣 | Rep 1, 4 | 2018-09 | Present |
| Qian Wang 汪倩 | Rep 1, 6 | 2020-10 | Present |
| Ting Chiang Wang 王鼎強 | Rep 1, 4 | 2025-09 | Present |
| Zhuoer Wang 王卓尔 | Rep 1, 2 | 2023-03 | Present |
| Ka Ki Wong 黃嘉琪 | Rep 1, 4 | 2019-05 | Present |
| Ka Man Wong 黃嘉敏 | Rep 1, 6 | 2025-01 | Present |
| Pui Ying Smona Wong 黃沛盈 | Rep 1, 4 | 2021-12 | Present |
| Sam Chi Tung Wong 黄志東 | Rep 1, 4 | 2018-09 | Present |
| Wai Wah Wong 黃慧華 | Rep 1, 4, 6 | 2015-05 | Present |
| Jun Xiong 熊俊 | Rep 1, 6 | 2019-06 | Present |
| Naoki Yamamoto | Rep 1, 2 | 2017-08 | Present |
| Shyang Yeu Yang 楊翔宇 | Rep 1, 4 | 2026-06 | Present |
| Yih Peng Yeo 杨誉鹏 | Rep 1, 6 | 2025-05 | Present |
| Edwin Chun Yue Yeung 楊鎮宇 | Rep 1 | 2026-03 | Present |
| Yanming Yu 喻彥銘 | Rep 1 | 2017-08 | Present |
| Pui Shan Theresa Yuen 阮珮珊 | Rep 1, 4 | 2019-05 | Present |
| Ye Zhao 趙曄 | Rep 1, 4, 6 | 2013-09 | Present |
| Long Zhou 周隆 | Rep 1, 6 | 2019-05 | Present |
| Paul Chicano Hunter | Rep 1 | 2026-07 | 2026-08 |
| Chon Hou Wong 黃俊豪 | Rep 1, 4 | 2026-02 | 2026-07 |
| Georgina Chuek-Lum King | Rep 1, 2 | 2025-02 | 2026-07 |
| Max Robert Hartnoll | Rep 1, 2 | 2024-08 | 2026-07 |
| Irene Hau Ying Wong 黃巧瑩 | Rep 1 | 2014-11 | 2026-07 |
| Terri Huixian Yeo | Rep 1, 6 | 2023-08 | 2026-06 |
| Takayuki Kanno | Rep 1, 2 | 2023-07 | 2026-06 |
| Mei-Lin Chang 張美玲 | Rep 1 | 2018-11 | 2026-05 |
| Joseph Zi Jun Ip 葉子儁 | Rep 1, 2 | 2024-12 | 2026-05 |
| Jack Eamonn FitzSimons | Rep 1, 2 | 2026-02 | 2026-02 |
| Thomas Vincent Delaney | Rep 1 | 2026-01 | 2026-01 |
| Takahiro Otsuka | Rep 4 | 2026-01 | 2026-01 |
| Mike Ian Young | Rep 1, 6 | 2022-07 | 2025-12 |
| Rahul Siddharth | Rep 1 | 2019-07 | 2025-11 |
| Brandon Spencer Katz | Rep 1 | 2025-11 | 2025-11 |
| Li-Ann Bogensperger | Rep 1 | 2025-10 | 2025-10 |
| Wan Tsiang Lam 藍萬青 | Rep 1, 6 | 2020-01 | 2025-10 |
Showing 1–100 of 407
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