Hong Kong SFC Licensed Individuals Directory

Di (SFC:BRS095) Shi CE BRS095 - ceased Zhenyu Su CE BRS278 - ceased Xinyi Sui CE BRS694 - ceased Yizhuo Shao CE BRS809 - ceased Dong Shao CE BRS825 - ceased Run Shi CE BRT389 - ceased Xianzhi Su CE BRT452 - ceased Yue (SFC:BRU844) Shi CE BRU844 - ceased Yuen Ting Sheung CE BRV362 - ceased Brian Sung CE BRV485 - ceased King Tung Shum CE BRV553 - ceased Samuel Chun Yiu So CE BRV585 - ceased Lu (SFC:BRV757) Sun CE BRV757 - ceased Luming Shi CE BRV858 - ceased Pat Hong She CE BRW769 - ceased Patrick Thomas Siewert CE BRX122 - ceased Yue (SFC:BRX317) Shi CE BRX317 - ceased Pak Hei Sin CE BRX319 - ceased Qi Yao Siah CE BRX392 - ceased Yau Mei So CE BRX482 - ceased Connor Philip Sakwa CE BRX532 - ceased Hyun Jun Shim CE BRZ978 - ceased Danqing Sun CE BSA419 - ceased King Ping Shau CE BSA443 - ceased Gong Su CE BSB825 - ceased Kam Lo Sang CE BSB999 - ceased Chuan Shan CE BSC632 - ceased Chun Ting Sze CE BSC723 - ceased Bumsuk Seo CE BSD455 - ceased Jillian Nicole Snyder CE BSD975 - ceased Lo So CE BSE605 - ceased Qinglan Shi CE BSE801 - ceased Nan (SFC:BSF311) Sun CE BSF311 - ceased Hung-Hsien Shen CE BSF823 - ceased Helen Shelestov CE BSG273 - ceased Zongwei Sun CE BSG492 - active, CITIC Securities Brokerage (HK) Limited Toshiya Sasagawa CE BSG546 - ceased Hui Shan Soon CE BSG772 - ceased Jiwon Song CE BSI102 - ceased Ying (SFC:BSI618) Su CE BSI618 - ceased Narayanan Somasundaram CE BSI720 - ceased Yeung Song CE BSI847 - ceased Jia-Shin Jessie Soong CE BSI985 - ceased Zheng Yang Soh CE BSJ383 - ceased Zhangjie Song CE BSJ447 - ceased Ting Sze Suen CE BSL559 - ceased Chit Nam Sun CE BSL749 - ceased Chi Chun Shi CE BSL838 - ceased Maninder Singh Saluja CE BSM340 - ceased Daisuke Shigetomi CE BSP531 - ceased Katsuhiro Sumii CE BSP607 - ceased Shuen Felicity Soo CE BSQ592 - ceased Kin Yip She CE BSQ706 - ceased Bokyung Suh CE BSR105 - ceased Wing Chi Sen CE BSR940 - ceased Kam Yan So CE BSS937 - ceased Jianjun Sun CE BSU385 - ceased Chia Hui Shen CE BSU541 - ceased Yijia (SFC:BSU684) Sun CE BSU684 - ceased Lok Wang Siu CE BSW563 - ceased Jiadong Shi CE BSW733 - ceased He (SFC:BSW987) Sun CE BSW987 - ceased Yidan Song CE BSX032 - ceased Yixuan (SFC:BSX296) Sun CE BSX296 - ceased Yuhui Shen CE BSX427 - ceased Ching Hung So CE BSX492 - active, Morgan Stanley Asia Limited da Sheng CE BSY185 - ceased Byron Ai Sun CE BSY210 - ceased Xiyan Sun CE BSY327 - ceased Wen-Chi Su CE BSY395 - ceased Martin Yun-Jia Shi CE BSY903 - ceased Wing Hong Ivan Sheung CE BSZ216 - ceased Qinyan Shi CE BSZ653 - ceased Xinyu Sun CE BSZ704 - ceased Ke Shen CE BSZ978 - ceased Jueping Sun CE BTA072 - ceased Jingxi Sun CE BTA085 - ceased Yuan An Sim CE BTB126 - ceased Yu Sang CE BTB768 - ceased Yifan Shi CE BTB916 - ceased Zhengjie Sze Toh CE BTC030 - ceased Shangtong Sun CE BTC700 - active, Changfeng Asset Management Limited Ye (SFC:BTC783) Shi CE BTC783 - ceased Hui (SFC:BTD696) Sun CE BTD696 - ceased Shuihua Shi CE BTD900 - ceased Man Kei Sit CE BTD907 - ceased Runkai Sun CE BTD915 - active, Ping An Securities (Hong Kong) Company Limited Guangyao Sun CE BTE086 - ceased Simran Saxena CE BTE094 - ceased Kin Chi Ludovic Shum CE BTE884 - ceased Wing Nei Verna Shum CE BTF583 - ceased Yicen Shen CE BTF672 - ceased Feier Shen CE BTG365 - ceased Heemin Shin CE BTG563 - ceased Devesh Sharma CE BTG569 - ceased Tsz Yee Sing CE BTH584 - ceased Arnav Sharma CE BTH948 - ceased Gautam Ashish Samarth CE BTI084 - ceased John Louis Stormon CE BTJ452 - ceased Sharlene Sy Soo CE BTK115 - ceased Shuoyang Sun CE BTK558 - ceased Pei-Fan Shih CE BTK949 - ceased Linruo Su CE BTL137 - ceased Marcus Charles Edward Salt CE BTL370 - ceased Ruhui Shen CE BTL428 - ceased Amy Marie Sarra CE BTL555 - ceased Guodong Sun CE BTL964 - ceased Manusha Randika Samaraweera CE BTL975 - ceased Ying (SFC:BTM013) Su CE BTM013 - ceased Daniel Jay Spottiswood CE BTM360 - ceased Zhouwei Su CE BTM579 - ceased Lei (SFC:BTM878) Sun CE BTM878 - ceased Masashi Sato CE BTM885 - ceased Dmitry Solomakhin CE BTN273 - ceased Raymond Deva Sagayam CE BTN319 - ceased Mengwei Sun CE BTN326 - ceased Taihua Shen CE BTO365 - ceased Mark David Seymour CE BTO504 - ceased Xiaoxuan Shang CE BTO640 - ceased Oren Shiran CE BTO742 - ceased Yi (SFC:BTP026) Shi CE BTP026 - ceased Frank Trcek Saffery CE BTQ103 - ceased Pu Sun CE BTQ466 - ceased Wai Kuen Sin CE BTQ615 - ceased Ryota Sone CE BTQ632 - ceased Grace Lydia Smalley CE BTR102 - ceased Yan (SFC:BTR229) Shen CE BTR229 - ceased Sachin Praful Shah CE BTR232 - ceased David Michael Schlageter CE BTR268 - ceased Jinwook Song CE BTR330 - ceased David Alexander Smith CE BTT457 - ceased Shusei Rick Soo CE BTU840 - ceased Ho Kai Sin CE BTU877 - ceased Weilin Shen CE BTV289 - ceased Danying Sun CE BTV859 - ceased Haoyang Shao CE BTV958 - ceased Sui Hing So CE BTW234 - ceased Peiwen Song CE BTW390 - ceased Junyi Sun CE BTW448 - ceased Zihan (SFC:BTW744) Song CE BTW744 - ceased Nida Iqbal Siddiqi CE BTX409 - ceased Zexia Sun CE BTY224 - ceased Jose Angel Santamaria CE BTY252 - ceased Meiqi Song CE BTY866 - ceased Yu Chun So CE BTZ240 - ceased Kaiwen Su CE BTZ288 - ceased Rebecca Dove Sykes CE BUA457 - ceased Chia-Wei Sung CE BUA538 - ceased Yan (SFC:BUA700) Sun CE BUA700 - ceased Zhuxuan Sun CE BUA892 - ceased Sanjeev Devchand Sachdev CE BUA915 - ceased Lingyi Sun CE BUC272 - ceased Valerie Speth CE BUC541 - ceased Yew Pheng Siew CE BUC766 - ceased Alistair Robert Aird Sayer CE BUD051 - ceased Yuxin Song CE BUD300 - ceased Lai Lilian Suen CE BUD467 - ceased Xiaoyan Shu CE BUD562 - ceased Yue (SFC:BUD979) Sun CE BUD979 - ceased Nikita Sunil Singhal CE BUE137 - ceased Yang Shi CE BUE146 - ceased Hang (SFC:BUF317) Su CE BUF317 - ceased Gurmehar Singh CE BUF881 - ceased Ethan Donald Collings Smith CE BUG211 - ceased Wan Fong Sin CE BUG287 - ceased Robertus Cornelis Stoutjesdijk CE BUG345 - ceased Yun Shen CE BUI241 - ceased Ming Kit Sze CE BUI359 - ceased Jonathan Segal CE BUI360 - ceased Yi (SFC:BUI831) Shi CE BUI831 - ceased Bhavin Kirit Shah CE BUJ301 - ceased Zhi Sun CE BUL168 - ceased Kazuhiko Sawanobori CE BUM533 - ceased Ching Chung Sze CE BUO424 - ceased Jingfei Sun CE BUO470 - ceased I-Hung Shih CE BUO671 - ceased Patrick Martin Sixsmith CE BUO756 - ceased Yu (SFC:BUP104) Shi CE BUP104 - ceased Hanqi Sun CE BUP868 - ceased Ruijie Sun CE BUQ092 - ceased Jianning Sun CE BUQ177 - ceased Mengmeng Song CE BUQ199 - ceased Yining (SFC:BUQ541) Sun CE BUQ541 - ceased Mingze (SFC:BUQ622) Sun CE BUQ622 - ceased Alexander Albert Gordon Smith CE BUS187 - ceased Daniel Nicholas Sbrocca CE BUS388 - ceased Xin Sheng CE BUS505 - ceased Ji Eun So CE BUS633 - ceased Shilpa Singhal Pant CE BUT111 - ceased Yun Liang Shan CE BUT143 - ceased Tiancheng She CE BUU973 - ceased Chun Yin Sam CE BUU976 - ceased Dalong Shi CE BUV346 - ceased Suxin Shen CE BUV865 - ceased Archit Soni CE BUW331 - ceased Wenxin Sun CE BUX322 - ceased Chen Su CE BUY600 - ceased Cheuk Pui Shum CE BUZ390 - ceased Wing Shuen Sha CE BVA253 - ceased Hyokoung Shin CE BVA944 - ceased Shohei Sugihara CE BVC042 - ceased Ho Shun Siu CE BVC391 - ceased Jack Charles Stephenson CE BVD385 - ceased Catherine Yuhong Samson Li CE BVD714 - ceased Kento Suga CE BVE501 - ceased Michael Robert Story CE BVE711 - ceased Y Y Felix Shih CE BVF415 - ceased Han Si CE BVI356 - ceased Giovan Priyatna Putra Sitepu CE BVI360 - ceased Emmanuel Sebastian Sharef Moreno CE BVI439 - ceased Michael Peter Swain CE BVK121 - ceased Wenhan (SFC:BVK669) Sun CE BVK669 - ceased Zeyu Sha CE BVK963 - ceased Xuyang Shen CE BVK976 - active, CMB International Securities Limited Erkang Shang CE BVL079 - ceased Natasha Sarkaria CE BVL160 - ceased Seavan Sternheim CE BVL165 - ceased Navin Saigal CE BVL780 - ceased Yankai Shi CE BVL811 - ceased Nidhi (SFC:BVM710) Singh CE BVM710 - ceased Michael Steffa CE BVN358 - ceased Ashley John Seeto CE BVN903 - ceased Juan Camilo Salazar Herrera CE BVO150 - ceased Atsushi Suwa CE BVO841 - ceased Thomas Soderberg CE BVQ255 - ceased Chao Sun CE BVQ423 - ceased Mingxiao Sui CE BVQ783 - ceased Iain Trevor Dunstan Stealey CE BVR972 - ceased Chloe Shepherd CE BVV021 - ceased Ling Shuai CE BVW670 - ceased John Peter Storey CE BVY583 - ceased Barnaby Smith CE BVY925 - ceased Adam Vincent Swan CE BVZ026 - active, Morgan Stanley Asia Limited Lei (SFC:BVZ069) Song CE BVZ069 - ceased Li Shao CE BVZ953 - ceased Marisa Smuttrasen CE BWA659 - ceased Zhengyang Shen CE BWB235 - ceased Robert Charles Simpson CE BWB285 - active, Pictet Asset Management (Hong Kong) Limited Chi Ching So CE BWD338 - ceased Shinya Sato CE BWE685 - ceased Alan Stewart CE BWE818 - ceased Emily Eileen Shanks CE BWF284 - ceased Mark Harris Sullivan CE BWG038 - ceased Carlos Gabriel Salcedo Jr CE BWH574 - ceased I Tien Shew CE BWI892 - ceased Jeffrey David Scott CE BWK237 - ceased Parth Singhal CE BWK628 - ceased James Stavena CE BWN889 - ceased Dishant Shahi CE BWO034 - ceased Chi Hong Suen CE BWO832 - active, Fosun International Capital Limited