Shusei Rick Soo

CE No. BTU840 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shusei Rick Soo (), a licensed former licensee with CE reference BTU840. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities 2025-06-06 2025-06-14
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities 2025-01-17 2025-01-25
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities 2024-10-10 2024-10-19
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities 2024-04-12 2024-04-20
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities 2024-01-12 2024-01-19
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities 2023-06-09 2023-06-16

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