Shinya Sato

佐藤心也
CE No. BWE685 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shinya Sato (佐藤心也), a licensed former licensee with CE reference BWE685. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
SMBC Nikko Securities (Hong Kong) Limited
日興證券(香港)有限公司
Rep Type 1 - Dealing in securities 2025-05-14 2025-05-16
SMBC Nikko Securities (Hong Kong) Limited
日興證券(香港)有限公司
Rep Type 4 - Advising on securities 2025-05-14 2025-05-16
SMBC Nikko Securities (Hong Kong) Limited
日興證券(香港)有限公司
Rep Type 6 - Advising on corporate finance 2025-05-14 2025-05-16

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