Xianzhi Su
苏显智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xianzhi Su (苏显智), a licensed former licensee with CE reference BRT452. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2022-07-19 | 2023-05-16 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2022-07-19 | 2023-05-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2022-07-19 | 2023-05-16 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2022-07-19 | 2023-05-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2022-07-19 | 2023-05-16 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2022-07-19 | 2023-05-16 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-20 | 2022-06-10 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-10-20 | 2022-06-10 |