Michael Peter Swain
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Peter Swain ( ), a licensed former licensee with CE reference BVK121. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2024-09-10 | 2024-12-06 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-09-10 | 2024-12-06 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2024-09-10 | 2024-12-06 |