Katsuhiro Sumii
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katsuhiro Sumii ( ), a licensed former licensee with CE reference BSP607. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2022-08-30 | 2025-05-09 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2022-08-30 | 2025-05-09 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-21 | 2022-08-30 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-21 | 2022-08-30 |