Zhi Sun
孙智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhi Sun (孙智), a licensed former licensee with CE reference BUL168. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-08 | 2025-07-07 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-08 | 2025-07-07 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2024-01-08 | 2025-07-07 |