John Louis Stormon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Louis Stormon ( ), a licensed former licensee with CE reference BTJ452. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2023-08-03 | 2025-05-24 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-08-03 | 2025-05-24 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2023-01-13 | 2023-01-31 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-01-13 | 2023-01-31 |