Di Ma
馬迪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Di Ma (馬迪), CE reference BNB075. Currently licensed at 1 firm(s): Gulf Line Capital Advisors Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
RO | Type 4 — Advising on securities | 2021-06-29 | present |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
RO | Type 9 — Asset management | 2021-06-29 | present |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-15 | 2021-06-29 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
Rep | Type 9 — Asset management | 2021-04-15 | 2021-06-29 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-09-02 | 2020-12-31 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
RO | Type 9 — Asset management | 2020-09-02 | 2020-12-31 |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-09-04 | 2020-12-31 |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-20 | 2020-12-31 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-20 | 2020-09-02 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-08-20 | 2020-09-02 |
| Wan Lung Securities Limited 萬隆證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-17 | 2019-08-19 |
| Wan Lung Securities Limited 萬隆證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-18 | 2019-08-19 |
| Wan Lung Securities Limited 萬隆證券有限公司 |
Rep | Type 9 — Asset management | 2019-03-18 | 2019-08-19 |
| Boman Capital (Hong Kong) Limited 博滿資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-12 | 2019-02-28 |
| Boman Capital (Hong Kong) Limited 博滿資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-07-12 | 2019-02-28 |