Ka Wai Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai Lee (李嘉慧), a licensed Responsible Officer with CE reference APW896. Currently licensed at 1 firm(s): Grandly Financial Services Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 18.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grandly Financial Services Limited 冠力金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2024-10-28 | present |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
RO | Type 2 - Dealing in futures contracts | 2024-10-28 | present |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2024-07-22 | 2024-10-28 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-07-22 | 2024-10-28 |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-06-19 | 2024-05-17 |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-10-19 | 2024-05-17 |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-09-27 | 2019-06-19 |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-29 | 2016-10-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Wai Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.