Pui Yee See-To
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yee See-To (司徒珮怡), a licensed Responsible Officer with CE reference BAF180. Currently licensed at 1 firm(s): Gransing Securities Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 12.5 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gransing Securities Co., Limited 瑞城證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-12-07 | present |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-20 | present |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-06-20 | 2022-12-07 |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-01-30 | 2022-02-28 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-08 | 2022-02-28 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-06-25 | 2020-01-30 |
| First Global Corporate Finance Co., Limited 第一瑞興企業融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-10-24 | 2019-04-03 |
| Alpha Financial Group Limited 首盛資本集團有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-20 | 2018-02-15 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-06-20 | 2018-02-15 |
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-12 | 2016-06-04 |
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-10-27 | 2016-06-04 |
| Odysseus Capital Asia Limited 奧澌資本亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-10-15 | 2014-10-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Yee See-To during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.