Kin Lam Lee
李健林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Lam Lee (李健林), a licensed former licensee with CE reference ABP943. This person has 22.9 years of SFC licence history. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2010-07-07 | 2026-11-03 |
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2009-03-20 | 2026-11-03 |
| Tisco Global Securities Limited 得士可環球証券有限公司 |
RO | Type 1 - Dealing in securities | 2007-07-24 | 2008-06-26 |
| Tisco Global Securities Limited 得士可環球証券有限公司 |
RO | Type 4 - Advising on securities | 2007-07-24 | 2008-06-26 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
RO | Type 1 - Dealing in securities | 2005-09-06 | 2008-06-26 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
RO | Type 4 - Advising on securities | 2005-09-06 | 2008-06-26 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-09-06 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-20 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-20 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Lam Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.