Zhe Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhe Chen (陈哲), a licensed Representative with CE reference BOG853. Currently licensed at 2 firm(s): Guosen Securities (HK) Capital Company Limited, Guosen Securities (HK) Brokerage Company, Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 6.8 years of SFC licence history. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-06-08 | present |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2024-11-27 | present |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2024-09-16 | present |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-01 | 2024-05-25 |
| Donghai International Securities (Hong Kong) Limited 東海國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-21 | 2022-03-06 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-10 | 2020-02-28 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-04-10 | 2020-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhe Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.