Xiaodong Xia
夏曉東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaodong Xia (夏曉東), CE reference BLA385. Currently licensed at 1 firm(s): Guosen Securities (HK) Brokerage Company, Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-04 | present |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-04 | present |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-19 | 2019-06-28 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-19 | 2019-06-28 |