Lily Yi Yuen Chan
陳宜宛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lily Yi Yuen Chan (陳宜宛), CE reference APX098. Currently licensed at 1 firm(s): Goldman Sachs (Asia) L.L.C.. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2017-11-20 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2012-07-24 | present |
| Rockhampton Management Limited | Rep | Type 4 — Advising on securities | 2011-01-26 | 2012-04-18 |
| Rockhampton Management Limited | Rep | Type 9 — Asset management | 2011-01-26 | 2012-04-18 |
| Rockhampton Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2009-09-04 | 2011-01-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-17 | 2009-04-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-17 | 2009-04-17 |
| Aberdeen International Investment Management Limited |
Rep | Type 1 — Dealing in securities | 2007-10-26 | 2009-04-17 |
| Aberdeen International Investment Management Limited |
Rep | Type 4 — Advising on securities | 2007-10-26 | 2009-04-17 |