Chin Aisling Ong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chin Aisling Ong ( ), a licensed former licensee with CE reference AYE538. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockhampton Management Limited | Rep | Type 9 — Asset management | 2019-07-08 | 2021-05-18 |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-20 | 2019-06-09 |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-20 | 2019-06-09 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-04 | 2014-12-10 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-06 | 2011-11-14 |