Lu Liu
劉璐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu Liu (劉璐), CE reference AOH905. Currently licensed at 1 firm(s): KKR Capital Markets Asia II Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KKR Capital Markets Asia II Limited |
Rep | Type 1 — Dealing in securities | 2024-07-18 | present |
| KKR Capital Markets Asia II Limited |
Rep | Type 4 — Advising on securities | 2024-07-18 | present |
| KKR Capital Markets Asia Limited | Rep | Type 1 — Dealing in securities | 2016-10-12 | 2024-07-17 |
| KKR Capital Markets Asia Limited | Rep | Type 4 — Advising on securities | 2016-10-12 | 2024-07-17 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-19 | 2008-03-31 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2006-12-19 | 2008-03-31 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2006-12-19 | 2008-03-31 |