Clifford King Chiu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clifford King Chiu ( ), a licensed former licensee with CE reference AEU889. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KKR Capital Markets Asia Limited | RO | Type 1 — Dealing in securities | 2009-10-22 | 2014-04-11 |
| KKR Capital Markets Asia Limited | RO | Type 4 — Advising on securities | 2009-10-22 | 2014-04-11 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-28 | 2007-11-16 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2004-07-09 | 2007-11-16 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2004-07-09 | 2007-11-16 |