Ning Kang
康宁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ning Kang (康宁), a licensed former licensee with CE reference AZP286. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KKR Capital Markets Asia Limited | Rep | Type 1 — Dealing in securities | 2016-06-21 | 2020-11-03 |
| KKR Capital Markets Asia Limited | Rep | Type 4 — Advising on securities | 2016-06-21 | 2020-11-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2012-06-04 | 2016-04-23 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-04 | 2016-04-23 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2012-06-04 | 2016-04-23 |