Haining Yin
殷海寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haining Yin (殷海寧), a licensed Responsible Officer with CE reference AYC599. Currently licensed at 2 firm(s): KKR Capital Markets Asia II Limited, KKR Capital Markets Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KKR Capital Markets Asia II Limited |
RO | Type 1 - Dealing in securities | 2024-05-14 | present |
| KKR Capital Markets Asia II Limited |
RO | Type 4 - Advising on securities | 2024-05-14 | present |
| KKR Capital Markets Asia Limited | RO | Type 9 - Asset management | 2021-11-24 | present |
| KKR Capital Markets Asia Limited | RO | Type 1 - Dealing in securities | 2021-10-15 | present |
| KKR Capital Markets Asia Limited | RO | Type 4 - Advising on securities | 2021-10-15 | present |
| KKR Capital Markets Asia Limited | Rep | Type 1 - Dealing in securities | 2021-08-18 | 2021-10-15 |
| KKR Capital Markets Asia Limited | Rep | Type 4 - Advising on securities | 2021-08-18 | 2021-10-15 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2015-06-11 | 2021-05-14 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2015-06-11 | 2021-05-14 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2015-06-11 | 2021-05-14 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-28 | 2015-06-11 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-28 | 2015-06-11 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2011-09-28 | 2015-06-11 |