Diane Raposio
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Diane Raposio, a licensed Responsible Officer with CE reference BDO963. Currently licensed at 2 firm(s): KKR Capital Markets Asia Limited, KKR Capital Markets Asia II Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KKR Capital Markets Asia Limited | RO | Type 9 - Asset management | 2025-10-03 | present |
| KKR Capital Markets Asia II Limited |
RO | Type 1 - Dealing in securities | 2024-05-14 | present |
| KKR Capital Markets Asia II Limited |
RO | Type 4 - Advising on securities | 2024-05-14 | present |
| KKR Capital Markets Asia Limited | RO | Type 1 - Dealing in securities | 2016-01-11 | present |
| KKR Capital Markets Asia Limited | RO | Type 4 - Advising on securities | 2016-01-11 | present |
| KKR Capital Markets Asia Limited | Rep | Type 1 - Dealing in securities | 2014-07-02 | 2016-01-11 |
| KKR Capital Markets Asia Limited | Rep | Type 4 - Advising on securities | 2014-07-02 | 2016-01-11 |