Ho Man Horace Yu
余浩文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Man Horace Yu (余浩文), CE reference BHY614. Currently licensed at 1 firm(s): KKR Capital Markets Asia II Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KKR Capital Markets Asia II Limited |
Rep | Type 1 — Dealing in securities | 2024-06-28 | present |
| KKR Capital Markets Asia II Limited |
Rep | Type 4 — Advising on securities | 2024-06-28 | present |
| KKR Capital Markets Asia Limited | Rep | Type 1 — Dealing in securities | 2024-06-14 | 2024-06-27 |
| KKR Capital Markets Asia Limited | Rep | Type 4 — Advising on securities | 2024-06-14 | 2024-06-27 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2016-12-19 | 2024-03-08 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2016-08-10 | 2016-12-18 |