Wing Lam Vivian Ha
夏泳琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Lam Vivian Ha (夏泳琳), a licensed former licensee with CE reference BCU979. This person has 0.2 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-30 | 2014-04-14 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Lam Vivian Ha during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.