Patrick Kwok Kong Chiu
趙國江
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Kwok Kong Chiu (趙國江), a licensed former licensee with CE reference AJG074. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-08-30 | 2025-10-01 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-07-02 | 2025-10-01 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2019-07-02 | 2025-10-01 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-01 | 2023-08-30 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-01 | 2019-07-02 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-06-01 | 2019-07-02 |
| JF International Management Inc. | Rep | Type 4 — Advising on securities | 2011-02-14 | 2012-09-21 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 5 — Advising on futures contracts | 2011-02-14 | 2012-09-21 |
| JF International Management Inc. | Rep | Type 9 — Asset management | 2011-02-14 | 2012-09-21 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2003-11-14 | 2012-09-21 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2003-11-14 | 2012-09-21 |