Andrew Jonathan Coleman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Jonathan Coleman ( ), a licensed former licensee with CE reference ARH649. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-12 | 2014-08-01 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-30 | 2014-08-01 |
| SFGHK Limited | Rep | Type 1 — Dealing in securities | 2009-07-31 | 2009-09-18 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-11 | 2009-02-04 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-07-11 | 2009-02-04 |