Sai Kar Jaye Chiu
趙世嘉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Kar Jaye Chiu (趙世嘉), a licensed former licensee with CE reference BEN887. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-04-15 | 2016-08-21 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-04-15 | 2016-08-21 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2015-04-15 | 2016-08-21 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-08 | 2015-04-15 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-08 | 2015-04-15 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-12-08 | 2015-04-15 |