Kwok Wing Nigel Sze
施國榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wing Nigel Sze (施國榮), a licensed former licensee with CE reference ACV299. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Privium Fund Management (HK) Limited | RO | Type 9 — Asset management | 2017-09-18 | 2020-09-04 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-08-02 | 2013-02-26 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-08-02 | 2013-02-26 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2012-08-02 | 2013-02-26 |