Raymond Ka Wing Ho
何家榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Ka Wing Ho (何家榮), CE reference AFY752. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TJ Investment Management (HK) Limited 天境資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2023-05-17 | 2025-03-02 |
| TJ Investment Management (HK) Limited 天境資產管理香港有限公司 |
RO | Type 9 — Asset management | 2023-05-17 | 2025-03-02 |
| TJ Investment Management (HK) Limited 天境資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-02 | 2023-05-17 |
| TJ Investment Management (HK) Limited 天境資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2023-05-02 | 2023-05-17 |
| Regan International Asset Management Limited 雷根國際資産管理有限公司 |
RO | Type 4 — Advising on securities | 2019-07-17 | 2022-11-22 |
| Regan International Asset Management Limited 雷根國際資産管理有限公司 |
RO | Type 9 — Asset management | 2019-07-17 | 2022-11-22 |
| Regan International Asset Management Limited 雷根國際資産管理有限公司 |
Rep | Type 9 — Asset management | 2019-07-04 | 2019-07-17 |
| Hong Capital Partners Limited 宏時資本香港有限公司 |
RO | Type 9 — Asset management | 2018-06-08 | 2019-06-14 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-01 | 2018-05-26 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-01 | 2018-05-26 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-03-01 | 2018-05-26 |
| DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 |
RO | Type 9 — Asset management | 2006-12-13 | 2012-07-01 |
| DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 |
Rep | Type 9 — Asset management | 2006-03-17 | 2006-12-13 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-14 | 2006-03-12 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-03-12 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-15 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-15 |