Stephanie Carmen Yau

邱嘉雯
CE No. BMM421 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephanie Carmen Yau (邱嘉雯), a licensed former licensee with CE reference BMM421. This person has 0.5 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
EFG Asset Management (HK) Limited
瑞士盈豐資產管理(香港)有限公司		 Rep Type 4 - Advising on securities 2018-03-08 2018-08-24
EFG Asset Management (HK) Limited
瑞士盈豐資產管理(香港)有限公司		 Rep Type 9 - Asset management 2018-03-08 2018-08-24

Worked alongside

The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephanie Carmen Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chun Sing Lee EFG Asset Management (HK) Limited 2018
Claudia Wai Han Ching EFG Asset Management (HK) Limited 2018
Christopher Wing-Kai Chan EFG Asset Management (HK) Limited 2018
Bonny Sze Man Tse EFG Asset Management (HK) Limited 2018
Suk Man Chan EFG Asset Management (HK) Limited 2018
Patrick Kwok Kong Chiu EFG Asset Management (HK) Limited 2018
Man Fai Mok EFG Asset Management (HK) Limited 2018
Shu Hui Rebekah Lui EFG Asset Management (HK) Limited 2018
Raymond Ka Wing Ho EFG Asset Management (HK) Limited 2018
Michael Anthony Leithead EFG Asset Management (HK) Limited 2018
Hoi Kit Leung EFG Asset Management (HK) Limited 2018
Explore the interactive colleague network →

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