Stephanie Carmen Yau
邱嘉雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephanie Carmen Yau (邱嘉雯), a licensed former licensee with CE reference BMM421. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-08 | 2018-08-24 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-03-08 | 2018-08-24 |