Hugh Copeland Kerridge
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hugh Copeland Kerridge ( ), a licensed former licensee with CE reference ALW562. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-18 | 2019-02-22 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-01-18 | 2015-10-14 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2011-01-18 | 2015-10-14 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2011-01-18 | 2015-10-14 |
| Segantii Capital Management Limited | Rep | Type 9 — Asset management | 2010-08-19 | 2010-10-05 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-23 | 2010-06-30 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-06-23 | 2010-06-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 7 — Providing automated trading services | 2009-02-20 | 2009-02-27 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2005-04-13 | 2009-02-27 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-04-13 | 2009-02-27 |