Erin F Browne
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Erin F Browne ( ), a licensed former licensee with CE reference BHB894. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-07-15 | 2025-07-17 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2025-07-15 | 2025-07-17 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-02-21 | 2025-02-26 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2025-02-21 | 2025-02-26 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-31 | 2024-02-01 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-31 | 2024-02-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-08-09 | 2018-08-17 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-08-09 | 2018-08-17 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-11-24 | 2017-11-29 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-11-24 | 2017-11-29 |
| Point72 Hong Kong Limited | Rep | Type 9 — Asset management | 2016-03-02 | 2016-06-01 |