Kyle A McCarthy

CE No. BTD501 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kyle A McCarthy (), a licensed former licensee with CE reference BTD501. Total licence records on file: 14.

Licence history

FirmRoleRegulated activityFromTo
PIMCO Asia Limited
品浩投資管理(亞洲)有限公司
Rep Type 1 - Dealing in securities 2025-11-11 2025-11-14
PIMCO Asia Limited
品浩投資管理(亞洲)有限公司
Rep Type 4 - Advising on securities 2025-11-11 2025-11-14
PIMCO Asia Limited
品浩投資管理(亞洲)有限公司
Rep Type 1 - Dealing in securities 2025-07-11 2025-07-16
PIMCO Asia Limited
品浩投資管理(亞洲)有限公司
Rep Type 4 - Advising on securities 2025-07-11 2025-07-16
PIMCO Asia Limited
品浩投資管理(亞洲)有限公司
Rep Type 1 - Dealing in securities 2024-07-17 2024-07-18
PIMCO Asia Limited
品浩投資管理(亞洲)有限公司
Rep Type 4 - Advising on securities 2024-07-17 2024-07-18
PIMCO Asia Limited
品浩投資管理(亞洲)有限公司
Rep Type 1 - Dealing in securities 2024-03-25 2024-03-27
PIMCO Asia Limited
品浩投資管理(亞洲)有限公司
Rep Type 4 - Advising on securities 2024-03-25 2024-03-27
PIMCO Asia Limited
品浩投資管理(亞洲)有限公司
Rep Type 1 - Dealing in securities 2023-11-06 2023-11-09
PIMCO Asia Limited
品浩投資管理(亞洲)有限公司
Rep Type 4 - Advising on securities 2023-11-06 2023-11-09
PIMCO Asia Limited
品浩投資管理(亞洲)有限公司
Rep Type 1 - Dealing in securities 2023-07-11 2023-07-11
PIMCO Asia Limited
品浩投資管理(亞洲)有限公司
Rep Type 4 - Advising on securities 2023-07-11 2023-07-11
PIMCO Asia Limited
品浩投資管理(亞洲)有限公司
Rep Type 1 - Dealing in securities 2022-11-07 2022-11-10
PIMCO Asia Limited
品浩投資管理(亞洲)有限公司
Rep Type 4 - Advising on securities 2022-11-07 2022-11-10

Related