Joanne Ka Yin Lau
劉嘉燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joanne Ka Yin Lau (劉嘉燕), a licensed former licensee with CE reference AOK851. This person has 0.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-02 | 2007-06-01 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-03-02 | 2007-06-01 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Joanne Ka Yin Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.