Aaron Lee Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aaron Lee Smith, a licensed former licensee with CE reference AVE568. This person has 1.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2010-10-11 | 2011-11-30 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2010-10-11 | 2011-11-30 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Aaron Lee Smith during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Johann Peter Santer | Superfund Financial (Hong Kong) Limited | 2010–2011 |
| Tina Benedikt-Santer | Superfund Financial (Hong Kong) Limited | 2010–2011 |
| Sau Wai Lo | Superfund Financial (Hong Kong) Limited | 2010–2011 |
| Yongseok Lee | Superfund Financial (Hong Kong) Limited | 2010 |