Aaron Lee Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aaron Lee Smith ( ), a licensed former licensee with CE reference AVE568. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-10-11 | 2011-11-30 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-10-11 | 2011-11-30 |