Tracy Po-Yi Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tracy Po-Yi Wong (黃寶兒), a licensed Responsible Officer with CE reference BCA264. Currently licensed at 1 firm(s): Core Securities Company Limited (The). Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.5 years of SFC licence history. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-09-18 | present |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 4 - Advising on securities | 2026-09-18 | present |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 9 - Asset management | 2026-09-18 | present |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-09-01 | 2026-09-18 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 4 - Advising on securities | 2026-09-01 | 2026-09-18 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 9 - Asset management | 2026-09-01 | 2026-09-18 |
| AWM Asset Management Limited | RO | Type 4 - Advising on securities | 2026-05-18 | 2026-07-31 |
| AWM Asset Management Limited | RO | Type 9 - Asset management | 2026-05-18 | 2026-07-31 |
| AWM Asset Management Limited | Rep | Type 4 - Advising on securities | 2026-03-24 | 2026-05-18 |
| AWM Asset Management Limited | Rep | Type 9 - Asset management | 2026-03-24 | 2026-05-18 |
| RIME Capital Limited 霧凇資本有限公司 |
RO | Type 1 - Dealing in securities | 2020-09-16 | 2023-06-24 |
| RIME Capital Limited 霧凇資本有限公司 |
RO | Type 4 - Advising on securities | 2020-05-28 | 2023-06-24 |
| RIME Capital Limited 霧凇資本有限公司 |
RO | Type 9 - Asset management | 2020-05-28 | 2023-06-24 |
| RIME Capital Limited 霧凇資本有限公司 |
Rep | Type 4 - Advising on securities | 2020-03-20 | 2020-05-28 |
| RIME Capital Limited 霧凇資本有限公司 |
Rep | Type 9 - Asset management | 2020-03-20 | 2020-05-28 |
| ShanZe Asset Management (Hong Kong) Limited 善擇資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-03-07 | 2019-11-30 |
| ShanZe Asset Management (Hong Kong) Limited 善擇資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2019-03-07 | 2019-11-30 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-09-20 | 2019-02-28 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-09-20 | 2019-02-28 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-29 | 2017-09-20 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-29 | 2017-09-20 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-02 | 2017-05-02 |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-02 | 2017-05-02 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-12-02 | 2017-05-02 |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-12-02 | 2017-05-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tracy Po-Yi Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.