Yung Chiu
焦勇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yung Chiu (焦勇), a licensed former licensee with CE reference AMR824. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ever Fountain Asia Limited 恆源亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2014-12-12 | 2023-04-25 |
| Ever Fountain Asia Limited 恆源亞洲有限公司 |
RO | Type 4 — Advising on securities | 2014-12-12 | 2023-04-25 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-24 | 2013-05-31 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 4 — Advising on securities | 2010-12-24 | 2013-05-31 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 9 — Asset management | 2010-12-24 | 2013-05-31 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-26 | 2010-11-11 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-26 | 2010-11-11 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-26 | 2010-04-01 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-05 | 2010-04-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-15 | 2008-07-26 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2008-03-03 | 2008-05-01 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-10 | 2008-05-01 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-28 | 2007-10-30 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2005-12-29 | 2006-12-11 |