Niki Ning Ki Yeung
楊靈機
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Niki Ning Ki Yeung (楊靈機), a licensed former licensee with CE reference ATD246. This person has 13.7 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Roofer Asset Management Limited 路華資產管理有限公司 |
RO | Type 9 - Asset management | 2021-05-07 | 2025-05-16 |
| Roofer Securities Limited 路華證券有限公司 |
RO | Type 4 - Advising on securities | 2020-12-17 | 2025-05-16 |
| Roofer Securities Limited 路華證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-07-31 | 2025-05-16 |
| DOUBLE S CAPITAL LIMITED 溪源資本有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-06 | 2020-06-08 |
| DOUBLE S CAPITAL LIMITED 溪源資本有限公司 |
Rep | Type 9 - Asset management | 2020-04-06 | 2020-06-08 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-07-11 | 2019-06-29 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-07-11 | 2019-06-29 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-12-30 | 2014-03-05 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-02 | 2011-01-14 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-07-02 | 2011-01-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Niki Ning Ki Yeung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.