Chui Koon Liu
廖翠觀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chui Koon Liu (廖翠觀), a licensed former licensee with CE reference AFQ291. This person has 11.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-31 | 2015-04-12 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-19 | 2009-05-07 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-19 | 2009-05-07 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-04 | 2008-07-30 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-07-01 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-30 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-30 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-30 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Chui Koon Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chi Kin Fung | Roofer Securities Limited | 2003–2008 |
| Mary Ting Hing See | Roofer Securities Limited | 2003–2008 |
| Tack Yan Kwok | Roofer Securities Limited | 2003–2008 |
| To Ming Lui | Roofer Securities Limited | 2003–2008 |
| Alan Chung Lun Chiu | Roofer Securities Limited | 2003–2008 |
| Samuel Se Chung Chiu | Roofer Securities Limited | 2003–2008 |
| Sabrina On Nang Ngan | Roofer Securities Limited | 2003–2008 |
| Sau King Tang | Roofer Securities Limited | 2003–2008 |
| Lai Sheung Choi | Roofer Securities Limited | 2003–2006 |
| Wai Ng | Roofer Securities Limited | 2004–2008 |
| Guangwei Wang | Roofer Securities Limited | 2006–2008 |
| Samuel Chiu Wah Tsang | Roofer Securities Limited | 2005–2006 |
| Ning Liu | Roofer Securities Limited | 2007–2008 |
| Chin Ping Tang | Roofer Securities Limited | 2003–2004 |
| Tak Chi Law | Roofer Securities Limited | 2005 |
| Janet Vai Ha Chan | Roofer Securities Limited | 2008 |