Jacky Wai Man Chan
陳偉民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jacky Wai Man Chan (陳偉民), a licensed former licensee with CE reference ADI558. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ALPS Capital Management Limited |
RO | Type 1 — Dealing in securities | 2013-11-20 | 2016-05-01 |
| ALPS Capital Management Limited |
RO | Type 4 — Advising on securities | 2003-10-07 | 2016-05-01 |
| ALPS Capital Management Limited |
RO | Type 9 — Asset management | 2003-10-07 | 2016-05-01 |
| ALPS Capital Management Limited |
Rep | Type 4 — Advising on securities | present | 2003-10-07 |
| ALPS Capital Management Limited |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-16 |
| ALPS Capital Management Limited |
Rep | Type 9 — Asset management | present | 2003-10-07 |