Ryan Pui Yu Lam
林沛宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ryan Pui Yu Lam (林沛宇), a licensed former licensee with CE reference BJP988. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-12-29 | 2025-06-30 |
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
RO | Type 9 — Asset management | 2023-12-29 | 2025-06-30 |
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-12-20 | 2023-12-29 |
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-12-20 | 2023-12-29 |
| Union Insight Asset Management Limited 合悉資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-05-17 | 2023-09-20 |
| Union Insight Asset Management Limited 合悉資產管理有限公司 |
RO | Type 9 — Asset management | 2023-05-17 | 2023-09-20 |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-03-08 | 2022-10-23 |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
RO | Type 9 — Asset management | 2022-03-08 | 2022-10-23 |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-02-08 | 2022-10-23 |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-28 | 2022-02-08 |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-21 | 2021-07-13 |
| ALPS Capital Management Limited |
Rep | Type 1 — Dealing in securities | 2017-05-26 | 2020-08-01 |
| ALPS Capital Management Limited |
Rep | Type 4 — Advising on securities | 2017-05-26 | 2020-08-01 |
| ALPS Capital Management Limited |
Rep | Type 9 — Asset management | 2017-05-26 | 2020-08-01 |