Winnie Chan
陳慧如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Chan (陳慧如), a licensed former licensee with CE reference ADU326. This person has 12.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ALPS Capital Management Limited | Rep | Type 1 - Dealing in securities | 2014-01-03 | 2016-10-12 |
| ALPS Capital Management Limited | Rep | Type 9 - Asset management | 2006-07-18 | 2016-10-12 |
| ALPS Capital Management Limited | Rep | Type 4 - Advising on securities | 2004-09-18 | 2016-10-12 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Winnie Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.