Winnie Chan
陳慧如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Chan (陳慧如), a licensed former licensee with CE reference ADU326. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ALPS Capital Management Limited |
Rep | Type 1 — Dealing in securities | 2014-01-03 | 2016-10-12 |
| ALPS Capital Management Limited |
Rep | Type 9 — Asset management | 2006-07-18 | 2016-10-12 |
| ALPS Capital Management Limited |
Rep | Type 4 — Advising on securities | 2004-09-18 | 2016-10-12 |