Kalina Shaw Tsang-Jia King
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kalina Shaw Tsang-Jia King ( ), a licensed former licensee with CE reference ARL029. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lunar Capital Management Limited |
Rep | Type 4 — Advising on securities | 2012-02-22 | 2013-05-21 |
| ALPS Capital Management Limited |
Rep | Type 4 — Advising on securities | 2010-02-24 | 2012-02-01 |
| ALPS Capital Management Limited |
Rep | Type 9 — Asset management | 2010-02-24 | 2012-02-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-01 | 2009-02-13 |