Tzu-Yuan Chen
陳姿元
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tzu-Yuan Chen (陳姿元), a licensed former licensee with CE reference ARP301. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Polen Capital HK Limited | Rep | Type 4 — Advising on securities | 2012-10-04 | 2014-04-24 |
| Polen Capital HK Limited | Rep | Type 9 — Asset management | 2012-10-04 | 2014-04-24 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2012-04-12 | 2012-10-31 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2012-04-12 | 2012-10-31 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-10 | 2012-02-03 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-11 | 2010-08-04 |