Po Ping Lo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po Ping Lo (盧寶萍), a licensed Representative with CE reference ADA498. Currently licensed at 1 firm(s): BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 22.4 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-01 | present |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-01-01 | present |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-11-10 | 2018-12-31 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-20 | 2018-12-31 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 9 - Asset management | 2010-04-20 | 2010-07-02 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-10 | 2011-08-15 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2008-11-13 | 2011-08-15 |
| Boyer Allan Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2007-09-14 | 2008-10-16 |
| Lloyd George Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2004-02-23 | 2007-08-31 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-08 | 2004-01-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Po Ping Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.