Romain Alexander Rigby

黎龍敏
CE No. AXD822 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Romain Alexander Rigby (黎龍敏), a licensed former licensee with CE reference AXD822. This person has 4.0 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Polen Capital HK Limited Rep Type 4 - Advising on securities 2012-10-04 2015-05-01
Polen Capital HK Limited Rep Type 9 - Asset management 2012-10-04 2015-05-01
Lloyd George Investment Management (Hong Kong) Limited Rep Type 4 - Advising on securities 2011-05-12 2012-10-31
Lloyd George Investment Management (Hong Kong) Limited Rep Type 9 - Asset management 2011-05-12 2012-10-31

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Romain Alexander Rigby during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Wing Lai Jap Polen Capital HK Limited 2012–2015
Christopher Ping Yin Tang Polen Capital HK Limited 2012–2015
May Ling Wee Polen Capital HK Limited 2012–2015
Masaomi Gomi Polen Capital HK Limited 2012–2015
Pamela Suk On Chan Lu Polen Capital HK Limited 2012–2014
Christopher Edwin Darling Polen Capital HK Limited 2012–2015
Lin Ye Polen Capital HK Limited 2012–2015
Ligeng Tian Polen Capital HK Limited 2012–2014
Wing Yan Leung Polen Capital HK Limited 2012–2015
Man Fat Tang Lloyd George Investment Management (Hong Kong) Limited 2011–2012
Irina Hunter Polen Capital HK Limited 2012–2015
Yi Fun Peggy Leung Polen Capital HK Limited 2012–2015
Anthea Nga Ting Lai Polen Capital HK Limited 2012–2014
Gladys Chi-Ching Wong Polen Capital HK Limited 2012–2015
Hiu Wun Fu Polen Capital HK Limited 2012–2015
Wai Fun Yeung Polen Capital HK Limited 2012–2015
Robert John Daniel Lloyd George Polen Capital HK Limited 2012–2014
Tzu-Yuan Chen Polen Capital HK Limited 2012–2014
Andrew Mark Limond Lloyd George Investment Management (Hong Kong) Limited 2011–2012
William Walter Raleigh Kerr Lloyd George Investment Management (Hong Kong) Limited 2011–2012
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