Simon John Rigby
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon John Rigby ( ), CE reference AEO842. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2006-08-09 | 2011-11-30 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2003-09-25 | 2011-11-30 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2003-09-25 | 2011-11-30 |
| Mirabaud (Far East) Limited |
RO | Type 4 — Advising on securities | 2003-07-31 | 2006-04-28 |
| Mirabaud (Far East) Limited |
RO | Type 9 — Asset management | 2003-07-31 | 2006-04-28 |