Wai Fun Yeung
楊慧芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Fun Yeung (楊慧芬), a licensed former licensee with CE reference AMI310. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Basic Asset Management Limited 基匯資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-04-29 | 2017-01-01 |
| Polen Capital HK Limited | Rep | Type 1 — Dealing in securities | 2012-10-04 | 2015-11-01 |
| Polen Capital HK Limited | Rep | Type 4 — Advising on securities | 2012-10-04 | 2015-11-01 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2005-09-30 | 2012-10-31 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2005-09-30 | 2012-10-31 |