Conny Siu Yung Ng
伍兆容
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Conny Siu Yung Ng (伍兆容), a licensed former licensee with CE reference AAG208. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Selina & Co. Limited 永高證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-06-20 | 2023-04-25 |
| Selina & Co. Limited 永高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-12 | 2007-06-20 |
| China Renaissance Broking Services (Hong Kong) Limited 華興金融服務(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2005-03-16 | 2006-03-15 |
| China Renaissance Broking Services (Hong Kong) Limited 華興金融服務(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-01 | 2005-03-16 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-02-15 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-15 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-09 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-03 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-09 |